Jeffrey Margolis
Jeffrey Margolis is a registered investment advisor at Hilltop Securities INC., based in Sherman Oaks, CA, with 41 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA, 91403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is an investor in a real estate partnership, 68 Nordhoff Apts. LLC, since 2017. He is also a board member of the Calabasas Country Club Men's Club, spending minimal time per week on this non-investment related activity.
Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
M. L. Stern & CO, LLC.
M.L. Stern & CO., LLC.Broker
Manequity, INC.Broker
Integrated Resources Equity CorporationBroker
Dean Witter Reynolds INC.Broker
M.L. Stern & CO. INC.Broker
State Registrations25 states
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