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Roberta Nestor

Commonwealth Financial Network
42 Years of Experience
Milford, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Roberta Nestor is a registered investment advisor at Commonwealth Financial Network, based in Milford, CT, with 42 years of industry experience. Roberta is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2913 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

759 Boston Post Road, Milford, CT, 06460

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Roberta sells fixed insurance through Nestor Financial Network and owns Nestor Financial Network, LLC, an entity created to facilitate her insurance business. She also serves as co-trustee for a family friend's trust, spending minimal time on this activity outside of business hours.

Employment History
Current Registrations
Commonwealth Financial Network
March 1995 - Present · 31 yrs 7 mos
Commonwealth Financial NetworkBroker
October 1994 - Present · 32 yrs
Previous Registrations
Polaris Financial Services, INC.Broker
March 1991 - October 1994 · 3 yrs 7 mos
Commonwealth Equity Services, INC.Broker
August 1985 - March 1991 · 5 yrs 7 mos
Nathan, Lewis & Grant, INC.Broker
June 1984 - October 1985 · 1 yr 4 mos
State Registrations18 states
AZCACTDCFLKYMAMDMENCNHNJNYPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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