Thomas Williams is a CFP-designated registered investment advisor, based in Colorado Springs, CO, with 16 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4565 Hilton Parkway, Suite 101, Colorado Springs, CO, 80907
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a Wealth Manager/IAR at Merit Financial Group, dedicating full-time hours to serving clients. He also works as an insurance agent providing fixed insurance advice, dedicating minimal time to this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
LPL Financial LLC
I.M. Wealth Care, LLC
LPL Financial LLCBroker
Westwood Wealth Management
Legacy Asset Securities, INC.Broker
Legacy Asset Management, INC.
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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