Thomas Schneider
Thomas Schneider is a registered investment advisor at Ausdal Financial Partners, INC., based in Downers Grove, IL, with 24 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
3250 Lacey Road, Suite 130, Downers Grove, IL, 60515
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas owns Schneider Consulting, where he sells various insurance products, including group plans, dedicating about 10-20% of his time. He also serves as a Chapter Champion for the Free Enterprise Alliance, an advocacy group, spending minimal time on this activity.
Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
Ausdal Financial Partners, INC.
Previous Registrations
Securities Service Network, LLCBroker
Ssn Advisory, INC.
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Gradient Wealth Management
Gradient Advisors, LLC
Gradient Securities, LLCBroker
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
Askar Advisors Group, INC.
Askar CORP.Broker
Walnut Street Securities, INC.Broker
Washington Square Securities, INC.Broker
Tri-Merica Securities CorporationBroker
MML Investors Services, INC.Broker
Tri-Merica Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.