Randall West
Randall West is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Orlando, FL, with 39 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
1991 Summit Park Drive, Orlando, FL, 32810
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2015Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Retirement Wealth Advisors, INC.
Taylor Capital Management INC.Broker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
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Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Amsouth Investment Services, INC.Broker
Amsouth Investment Management Company LLC
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Barnett Investments, INC.Broker
Nationwide Advisory Services, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Anchor National Financial Services, INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.