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Mark Sudderberg

41 Years of Experience
Aurora, IL
1 DisclosureBrokerSells Insurance

Mark Sudderberg is a registered investment advisor at Hightower Advisors, LLC, based in Aurora, IL, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

201 N Constitution Dr, Suite 2, Aurora, IL, 60506

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
Other Business ActivitiesSells Insurance

Mark is involved in the sale and consulting of financial products, including insurance products through various companies. He also provides investment advisory services through First Heartland Consultants and acts as a trustee for an individual's trust.

Employment History
Current Registrations
Hightower Advisors, LLC
August 2022 - Present · 3 yrs 9 mos
Hightower Securities, LLC
August 2022 - Present · 3 yrs 9 mos
Hightower Securities, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
First Heartland Consultants, INC.
September 2002 - August 2022 · 19 yrs 11 mos
First Heartland Capital, INC.Broker
October 2001 - August 2022 · 20 yrs 10 mos
New England SecuritiesBroker
July 1990 - October 2001 · 11 yrs 3 mos
Century Investors of America, INC.Broker
May 1985 - July 1990 · 5 yrs 2 mos
Moramerica Financial Services, INC.Broker
July 1984 - April 1985 · 9 mos
State Registrations9 states
AZCAFLIAILMONEWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.