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Mark Sudderberg

Hightower Advisors, LLC
42 Years of Experience
Aurora, IL
1 DisclosureBrokerSells Insurance
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Mark Sudderberg is a registered investment advisor at Hightower Advisors, LLC, based in Aurora, IL, with 42 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Hightower Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1045 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

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Location

201 N Constitution Dr, Suite 2, Aurora, IL, 60506

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is involved in the sale and consulting of financial products, including insurance products through various companies. He also provides investment advisory services through First Heartland Consultants and acts as a trustee for an individual's trust.

Employment History
Current Registrations
Hightower Advisors, LLC
August 2022 - Present · 4 yrs 2 mos
Hightower Securities, LLC
August 2022 - Present · 4 yrs 2 mos
Hightower Securities, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
First Heartland Consultants, INC.
September 2002 - August 2022 · 19 yrs 11 mos
First Heartland Capital, INC.Broker
October 2001 - August 2022 · 20 yrs 10 mos
New England SecuritiesBroker
July 1990 - October 2001 · 11 yrs 3 mos
Century Investors of America, INC.Broker
May 1985 - July 1990 · 5 yrs 2 mos
Moramerica Financial Services, INC.Broker
July 1984 - April 1985 · 9 mos
State Registrations9 states
AZCAFLIAILMONEWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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