JG
JG

Jonathan Grabel

41 Years of Experience
Miami, FL
4 DisclosuresBroker

Jonathan Grabel is a registered investment advisor at UBS Financial Services INC., based in Miami, FL, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

100 S.E. 2nd Street, 25th, Miami, FL, 33131

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Denied
Employment Separation After Allegations
January 2010
Customer Dispute
August 1992
Award / Judgment
Criminal
April 1978
Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.
February 2010 - Present · 16 yrs 5 mos
UBS Financial Services INC.
February 2010 - Present · 16 yrs 5 mos
UBS Financial Services INC.Broker
February 2010 - Present · 16 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2006 - January 2010 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - January 2010 · 4 yrs
Citigroup Global Markets INC.Broker
September 2000 - January 2006 · 5 yrs 4 mos
Cibc World Markets CORP.Broker
July 1992 - September 2000 · 8 yrs 2 mos
Fahnestock & CO., INC.Broker
February 1991 - July 1992 · 1 yr 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1987 - February 1991 · 3 yrs 9 mos
Drexel Burnham Lambert IncorporatedBroker
March 1985 - May 1987 · 2 yrs 2 mos
Shearson Lehman Brothers INC.Broker
June 1984 - March 1985 · 9 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
May 1984 - June 1984 · 1 mo
State Registrations14 states
CACOCTDEFLILMSNJNVNYPASDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.