BA
BA

Brian Asher

40 Years of Experience
Richmond, CA
Broker

Brian Asher is a registered investment advisor at Morgan Stanley, based in Richmond, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Richmond, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian teaches adult education classes on investing at Los Angeles Community College District since 1990 and is a trustee/co-trustee for a trust since 2022. Teaching takes minimal time during business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2007 - April 2007 · 3 mos
Morgan Stanley Dw INC.Broker
January 2007 - April 2007 · 3 mos
Citigroup Global Markets INC.
September 1999 - January 2007 · 7 yrs 4 mos
Citigroup Global Markets INC.Broker
August 1999 - January 2007 · 7 yrs 5 mos
Painewebber IncorporatedBroker
December 1989 - August 1999 · 9 yrs 8 mos
Financial Network Investment CorporationBroker
September 1987 - December 1989 · 2 yrs 3 mos
Shearson Lehman Brothers INC.Broker
December 1984 - November 1986 · 1 yr 11 mos
State Registrations23 states
AZCACOCTFLGAHIKSMAMNMOMSNCNJNVNYOHORPATNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Brian Asher - Financial Advisor | TrueAdvisor