MD
MD

Michael Dempsey

34 Years of Experience
Ft Wright, KY
Broker

Michael Dempsey is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Ft Wright, KY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

809 Wrights Summit Parkway, Suite 310, Ft Wright, KY, 41011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a co-owner of Mt Washington Apartments, a rental property, since 2017, dedicating minimal time. He is also an owner/member of Wolff Property Management, LLC, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
May 2007 - Present · 19 yrs
Robert W. Baird & CO. Incorporated
May 2007 - Present · 19 yrs
Previous Registrations
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley & CO., Incorporated
April 2007 - May 2007 · 1 mo
Morgan Stanley
November 2003 - April 2007 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
November 2003 - April 2007 · 3 yrs 5 mos
Robert W. Baird & CO. Incorporated
December 2002 - December 2003 · 1 yr
Robert W. Baird & CO. IncorporatedBroker
August 1996 - December 2003 · 7 yrs 4 mos
Painewebber IncorporatedBroker
April 1994 - August 1996 · 2 yrs 4 mos
Provident Securities & Investment CompanyBroker
September 1992 - April 1994 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - August 1992 · 1 yr 1 mo
State Registrations33 states
AKALARAZCACOFLGAHIIAIDILINKSKYMDMIMTNCNHNJNYOHORPASCSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.