Ronald Capone
Ronald Capone is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Oreland, PA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Oreland, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald spends most of his time selling disability, life, and health insurance products as the owner and president of an insurance sales business since 2012. He also works as an instructor for Principal Financial Group, providing continuing education courses for CPAs, and plays drums in a local band, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prosperity Wealth Management, INC.
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Rampart Financial Services, INC.Broker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Washington Square Securities, INC.Broker
Reliastar Financial Marketing CORP.Broker
New England Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.