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Bertram Garber

40 Years of Experience
Las Vegas, NV
Broker

Bertram Garber is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Las Vegas, NV, with 40 years of industry experience. Bertram operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3883 Howard Hughes Pkwy, Ste 700, Las Vegas, NV, 89169

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2025 - Present · 10 mos
Northwestern Mutual Investment Services, LLCBroker
July 1989 - Present · 36 yrs 10 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
February 2010 - January 2025 · 14 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
July 1989 - January 2002 · 12 yrs 6 mos
Walnut Street Securities, INC.Broker
June 1987 - July 1988 · 1 yr 1 mo
Alexander & Alexander Securities CORP.Broker
May 1986 - February 1987 · 9 mos
Nml Equity Services, INC.Broker
July 1984 - January 1986 · 1 yr 6 mos
State Registrations7 states
AZCANVORSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.