Casey Mclaughlin
Casey Mclaughlin is a registered investment advisor at LPL Financial LLC, based in Waterloo, IA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
621 Grant Ave, Waterloo, IA, 50702-2111
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 1988Other Business Activities
Casey operates under the DBA McLaughlin Investment Services since 2006. Casey is also a notary public, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Lehman Brothers INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.