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Kelly Goreham
28 Years of Experience
Waterloo, IA
2 DisclosuresBrokerSells Insurance
Kelly Goreham is a registered investment advisor at Cetera Investment Advisers LLC, based in Waterloo, IA, with 28 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
816 Tower Park Dr, Waterloo, IA, 50701
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Regulatory History (2)
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Customer Dispute
January 2009Denied
Customer Dispute
May 2008Denied
Other Business ActivitiesSells Insurance
Kelly is an investment advisor representative doing business as Financial Resource Advisors, offering securities, advisory, and insurance services since 2011. This takes about a quarter of Kelly's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
December 2011 - March 2024 · 12 yrs 3 mos
CUNA Brokerage Services, INC.
October 2001 - January 2012 · 10 yrs 3 mos
CUNA Brokerage Services, INC.Broker
October 1997 - January 2012 · 14 yrs 3 mos
State Registrations10 states
ARAZFLIAKSMNMOORTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.