Kelly Goreham
Kelly Goreham is a registered investment advisor at LPL Financial LLC, based in Waterloo, IA, with 28 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
816 Tower Park Drive, Waterloo, IA, 50701
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Kelly is an investment advisor representative doing business as Financial Resource Advisors, offering securities, advisory, and insurance services since 2011. This takes about a quarter of Kelly's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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