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Robert Leib

UBS Financial Services INC.
42 Years of Experience
Conshohocken, PA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Leib is a registered investment advisor at UBS Financial Services INC., based in Conshohocken, PA, with 42 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

101 West Elm Street, Conshohocken, PA, 19428

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2005
Denied
Customer Dispute
July 2001
Award / Judgment
Customer Dispute
June 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a board member and treasurer for the Greater Conshohocken Business Development Corporation, promoting the local economy. He is also a board member for RSVP of Montgomery County, dedicating minimal time to fundraising.

Employment History
Current Registrations
UBS Financial Services INC.
September 2013 - Present · 13 yrs 1 mo
UBS Financial Services INC.
September 2013 - Present · 13 yrs 1 mo
UBS Financial Services INC.Broker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Commonwealth Financial Network
July 2010 - September 2013 · 3 yrs 2 mos
Commonwealth Financial NetworkBroker
November 2007 - September 2013 · 5 yrs 10 mos
Capital Analysts, IncorporatedBroker
February 2006 - November 2007 · 1 yr 9 mos
UBS Financial Services INC.Broker
April 1999 - February 2006 · 6 yrs 10 mos
First Union Capital Markets CORP.Broker
September 1995 - May 1999 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
March 1989 - September 1995 · 6 yrs 6 mos
Shearson Lehman Hutton INC.Broker
May 1984 - April 1989 · 4 yrs 11 mos
State Registrations32 states
AZCACOCTDCDEFLGAILLAMAMDMEMIMNMONCNHNJNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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