TrueAdvisor
TrueAdvisor
MP
MP

Mitchell Pindus

Wells Fargo Advisors
42 Years of Experience
Los Angeles, CA
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Mitchell Pindus is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 42 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

11601 Wilshire Blvd Fl 17, [Ln-Rbo], Los Angeles, CA, 90025

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024
Settled
Customer Dispute
October 2013
Closed-No Action
Customer Dispute
July 2010
Award / Judgment
Customer Dispute
December 1990
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2010 - Present · 16 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2010 - Present · 16 yrs 4 mos
Previous Registrations
RBC Capital Markets Corporation
September 2003 - June 2010 · 6 yrs 9 mos
RBC Capital Markets CorporationBroker
September 2003 - June 2010 · 6 yrs 9 mos
Oppenheimer Asset Management INC.
April 2003 - September 2003 · 5 mos
Oppenheimer & CO. INC.Broker
January 2003 - September 2003 · 8 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
July 1997 - January 2003 · 5 yrs 6 mos
Cibc World Markets CORP.Broker
February 1990 - January 2003 · 12 yrs 11 mos
Bear, Stearns & CO. INC.Broker
August 1986 - February 1990 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1984 - August 1986 · 2 yrs 2 mos
State Registrations14 states
AZCACOGALAMAMTNCNJNVNYPATXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Los Angeles, CA →All financial advisors in California →