Uri Doolittle is a CFP-designated registered investment advisor at LPL Financial LLC, based in Manlius, NY, with 42 years of industry experience. Uri is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
104 Smith St, Manlius, NY, 13104
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Uri is involved with two entities: U5 Holding Company LLC for tax/investment purposes since 2017, and Upstate Financial Network, LLC as a DBA for his LPL business since 2016. The LPL business takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Triad Hybrid Solutions
Triad Advisors LLCBroker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
Pml Securities CompanyBroker
Mony Securities CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Zoli, CFPLPL Financial LLC
- Allison Rumschik, CFPSycamore Financial Group
- Gregory Wilt, CFP
- Christina Przyuski, ChFCState Farm Investment Management CORP.
- Andrew Delmedico, CFPSolid Point Wealth Advisors, LLC
- Richard Jenkins, CFP