WB
CFP
WB
CFP
Wesley Brumfield
41 Years of Experience
Alpharetta, GA
2 DisclosuresBroker
Wesley Brumfield is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Alpharetta, GA, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2400 Lakeview Parkway, Suite 200, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
June 2012Customer Dispute
March 1998Settled
Other Business Activities
Wesley is involved in rental real estate through Blue Bear Ridge since February 2023. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
July 2012 - February 2013 · 7 mos
Morgan Keegan & Company, INC.Broker
July 2012 - February 2013 · 7 mos
RBC Capital Markets, LLC
December 2006 - July 2012 · 5 yrs 7 mos
RBC Capital Markets, LLCBroker
December 2006 - July 2012 · 5 yrs 7 mos
Morgan Keegan & Company, INC.
March 2004 - December 2006 · 2 yrs 9 mos
Morgan Keegan & Company, INC.Broker
June 2001 - December 2006 · 5 yrs 6 mos
UBS Painewebber INC.Broker
August 2000 - June 2001 · 10 mos
J.C. Bradford & CO.Broker
July 1999 - August 2000 · 1 yr 1 mo
J.C. Bradford & CO.Broker
May 1999 - May 1999 · 0 mos
American Fronteer Financial CorporationBroker
November 1995 - June 1999 · 3 yrs 7 mos
Rickel & Associates, INC.Broker
July 1994 - October 1995 · 1 yr 3 mos
F.N. Wolf & CO., INC.Broker
May 1988 - July 1994 · 6 yrs 2 mos
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
First Jersey Securities, INC.Broker
August 1984 - January 1987 · 2 yrs 5 mos
State Registrations18 states
ALCACOFLGAINKSLAMNMOMSNCNYOHSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.