DW
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Deborah Winfree
37 Years of Experience
Madison Heights, VA
2 DisclosuresBroker
Deborah Winfree is a registered investment advisor at Empower Advisory Group, LLC, based in Madison Heights, VA, with 37 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.50% |
| $100K - $250K | 0.40% |
| $250K - $400K | 0.30% |
| $400K+ | 0.20% |
EAG reserves the right to offer discounted fees or waive periodic fees.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Madison Heights, VA
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2006Denied
Customer Dispute
July 2003Settled
Employment History
Current Registrations
Empower Advisory Group, LLC
July 2022 - Present · 3 yrs 10 mos
Empower Financial Services, INC.
July 2022 - Present · 3 yrs 10 mos
Empower Financial Services, INC.Broker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Allstate Financial Advisors, LLC
March 2019 - September 2020 · 1 yr 6 mos
Allstate Financial Services, LLCBroker
March 2019 - September 2020 · 1 yr 6 mos
Lincoln InvestmentBroker
January 2017 - September 2017 · 8 mos
Legend Advisory, LLC
July 2012 - September 2017 · 5 yrs 2 mos
Legend Equities CorporationBroker
July 2012 - January 2017 · 4 yrs 6 mos
Lincoln Investment Planning, INC
November 2010 - June 2012 · 1 yr 7 mos
Lincoln InvestmentBroker
October 2010 - June 2012 · 1 yr 8 mos
Kovack Advisors, INC.
January 2010 - October 2010 · 9 mos
Kovack Securities INC.Broker
January 2010 - October 2010 · 9 mos
Gunnallen Financial, INC
October 2008 - February 2010 · 1 yr 4 mos
Gunnallen Financial, INCBroker
October 2008 - February 2010 · 1 yr 4 mos
LPL Financial Corporation
March 2005 - October 2008 · 3 yrs 7 mos
LPL Financial CorporationBroker
March 2005 - October 2008 · 3 yrs 7 mos
UBS Financial Services INC.
December 1996 - March 2005 · 8 yrs 3 mos
UBS Financial Services INC.Broker
July 1996 - March 2005 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1991 - July 1996 · 5 yrs 3 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1985 - April 1991 · 5 yrs 11 mos
Anderson & Strudwick, IncorporatedBroker
September 1984 - February 1985 · 5 mos
State Registrations46 states
AKALARAZCACTDEFLGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.