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Joseph Abbruzzi

41 Years of Experience
Mount Laurel, NJ
1 DisclosureBroker

Joseph Abbruzzi is a registered investment advisor at LPL Financial LLC, based in Mount Laurel, NJ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Mount Laurel, NJ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1993
Award / Judgment
Other Business Activities

Joseph operates JRA Investment Strategies as a DBA for his LPL business. He also owns Abbruzzi's Italian Market.

Employment History
Current Registrations
LPL Financial LLC
November 2016 - Present · 9 yrs 8 mos
LPL Financial LLCBroker
November 2016 - Present · 9 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
June 2008 - December 2016 · 8 yrs 6 mos
RBC Capital Markets, LLC
June 2008 - December 2016 · 8 yrs 6 mos
Janney Montgomery Scott LLC
March 2006 - July 2008 · 2 yrs 4 mos
Janney Montgomery Scott LLCBroker
June 2002 - July 2008 · 6 yrs 1 mo
UBS Painewebber INC.
June 2002 - July 2002 · 1 mo
UBS Painewebber INC.Broker
March 2000 - July 2002 · 2 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
May 1994 - March 2000 · 5 yrs 10 mos
Fahnestock & CO., INC.Broker
July 1992 - May 1994 · 1 yr 10 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1989 - July 1992 · 3 yrs 1 mo
Dean Witter Reynolds INC.Broker
June 1984 - July 1989 · 5 yrs 1 mo
State Registrations9 states
AZCODEFLMDNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Abbruzzi - Financial Advisor | TrueAdvisor