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James Pheney

Newedge Advisors
37 Years of Experience
Brenham, TX
1 DisclosureBroker
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James Pheney is a registered investment advisor at Newedge Advisors, based in Brenham, TX, with 37 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Brenham, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2016
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is the CEO, President, and co-owner of Plum Creek Investment Services Inc., a financial services and wealth management firm. He dedicates full-time hours to investment sales and managing client accounts.

Employment History
Current Registrations
Newedge Advisors
November 2021 - Present · 4 yrs 11 mos
Newedge Securities, LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Mid Atlantic Financial Management, INC.
August 2017 - November 2021 · 4 yrs 3 mos
Wfg Advisors, LP
January 2005 - August 2017 · 12 yrs 7 mos
Wfg Investments, INC.Broker
January 2005 - August 2017 · 12 yrs 7 mos
Pro-Integrity Securities, INC.
June 2002 - December 2004 · 2 yrs 6 mos
Pro-Integrity Securities, INC.Broker
October 2000 - December 2004 · 4 yrs 2 mos
Investacorp, INC.Broker
April 1995 - October 2000 · 5 yrs 6 mos
Dean Witter Reynolds INC.Broker
December 1992 - April 1995 · 2 yrs 4 mos
Alcom Securities, INC.Broker
November 1986 - March 1988 · 1 yr 4 mos
Mutual Securities of Texas INC.Broker
November 1984 - November 1986 · 2 yrs
State Registrations3 states
CONDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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