James Pheney
James Pheney is a registered investment advisor at Newedge Advisors, based in New Orleans, LA, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
858 Camp Street, New Orleans, LA, 70130
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2016Other Business Activities
James is the CEO, President, and co-owner of Plum Creek Investment Services Inc., a financial services and wealth management firm. He dedicates full-time hours to investment sales and managing client accounts.
Employment History
Current Registrations
Newedge Advisors
Newedge Securities, LLCBroker
Previous Registrations
Mid Atlantic Financial Management, INC.
Wfg Investments, INC.Broker
Wfg Advisors, LP
Pro-Integrity Securities, INC.
Pro-Integrity Securities, INC.Broker
Investacorp, INC.Broker
Dean Witter Reynolds INC.Broker
Alcom Securities, INC.Broker
Mutual Securities of Texas INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.