Dan Flores is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Page Mill Road, Palo Alto, CA, 94304
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2010 - Present · 15 yrs 7 mos
Morgan StanleyBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
July 1997 - October 2010 · 13 yrs 3 mos
UBS Financial Services INC.Broker
January 1995 - October 2010 · 15 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1986 - January 1995 · 8 yrs 5 mos
Dean Witter Reynolds INC.Broker
July 1984 - September 1986 · 2 yrs 2 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.