KB
KB
Kevin Brown
41 Years of Experience
Fairfield, CT
2 DisclosuresBroker
Kevin Brown is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fairfield, CT, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
2150 Post Road, Suite 402, Fairfield, CT, 06824
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2010Denied
Customer Dispute
August 2002Closed-No Action
Other Business Activities
Kevin is an owner of Southport Harbor Wealth Advisor, where he works as an investment advisor. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2019 - Present · 6 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2019 · 10 yrs 5 mos
Morgan Stanley
June 2009 - November 2019 · 10 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2005 - April 2007 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2005 - April 2007 · 2 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - February 2005 · 1 yr 7 mos
Wachovia Securities, LLC
July 2003 - February 2005 · 1 yr 7 mos
Prudential Securities Incorporated
July 1994 - July 2003 · 9 yrs
Prudential Securities IncorporatedBroker
July 1994 - July 2003 · 9 yrs
Smith Barney INC.Broker
July 1993 - August 1994 · 1 yr 1 mo
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
Painewebber IncorporatedBroker
December 1985 - June 1988 · 2 yrs 6 mos
E. F. Hutton & Company INCBroker
July 1984 - December 1985 · 1 yr 5 mos
State Registrations26 states
AZCACOCTFLGAILKSMAMEMINCNHNJNMNYOKPARISCTNTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.