James Patton
James Patton is a registered investment advisor at Independent Financial Group, LLC, based in Woodland Hills, CA, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
21900 Burbank Blvd., Ste. 3014, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (1)
Criminal
June 1982Other Business ActivitiesSells Insurance
James is an officer/director of Chasepark Financial, offering securities, advisory, and insurance services full-time. He also owns 50% of Primary Wealth Partners, offering tax services, and dedicates a few hours per week to this, as well as writing a weekly digest for On The Money.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
LPL Financial LLCBroker
LPL Financial LLC
H&r Block Financial Advisors, INC.
H&r Block Financial Advisors, INC.Broker
Wachovia Securities, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.