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CFP
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CFP

Grant Gochin

Raymond James Financial Services Advisors, INC
29 Years of Experience
Woodland Hills, CA
2 DisclosuresBroker
View SEC Summary
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Grant Gochin is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Woodland Hills, CA, with 29 years of industry experience. Grant is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6696 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21600 Oxnard Street #640, Woodland Hills, CA, 91367

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Settled
Customer Dispute
May 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Grant is the President of Grant Arthur & Associates Wealth Services, LLC, but dedicates minimal time to it. He is also a committee member for the Monteria Estates Homeowners Association and an author, both requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2011 - Present · 15 yrs 8 mos
Raymond James Financial Services, INC.
February 2011 - Present · 15 yrs 8 mos
Raymond James Financial Services, INC.Broker
February 2011 - Present · 15 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
January 2003 - February 2011 · 8 yrs 1 mo
UBS Financial Services INC.Broker
January 2003 - February 2011 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1997 - January 2003 · 5 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1997 - January 2003 · 5 yrs 6 mos
State Registrations12 states
CAFLGAILMAMINMNYORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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