GG
CFP
GG
CFP

Grant Gochin

28 Years of Experience
Chatsworth, CA
2 DisclosuresBroker

Grant Gochin is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chatsworth, CA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

Chatsworth, CA

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Settled
Customer Dispute
May 2002
Denied
Other Business Activities

Grant is the President of Grant Arthur & Associates Wealth Services, LLC, but dedicates minimal time to it. He is also a committee member for the Monteria Estates Homeowners Association and an author, both requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2011 - Present · 15 yrs 3 mos
Raymond James Financial Services, INC.
February 2011 - Present · 15 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2011 - Present · 15 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
January 2003 - February 2011 · 8 yrs 1 mo
UBS Financial Services INC.Broker
January 2003 - February 2011 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1997 - January 2003 · 5 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1997 - January 2003 · 5 yrs 6 mos
State Registrations11 states
CAFLGAILMANMNYORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.