DL
CFP
DL
CFP

Dean Otis Leonard

41 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
7 advisors
Number of Clients
1,900 clients
Average Client Portfolio
$275K average
Assets Under Management
$521.8M

Fee Structure

Financial Planning:Included in AUM fee
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Location

1777 Botelho Dr., Suite 105, Walnut Creek, CA, 94596

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dean is associated with Castle Rock Wealth Management as a registered investment advisor, dedicating about a quarter of his time. He also works as an insurance agent, selling fixed insurance, accident and health, and long-term care products, spending a few hours per week on this activity.

Employment History
Current Registrations
Castle Rock Wealth Management, LLC
September 2023 - Present · 2 yrs 5 mos
Private Client Services, LLCBroker
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Nwf Advisory Services INC
February 2017 - March 2018 · 1 yr 1 mo
Whjr Associates
July 1997 - April 2017 · 19 yrs 9 mos
Osaic Wealth, INC.Broker
November 1989 - September 2023 · 33 yrs 10 mos
Integrated Resources Equity CorporationBroker
June 1988 - November 1989 · 1 yr 5 mos
Southmark Financial Services, INC.Broker
August 1984 - June 1988 · 3 yrs 10 mos
State Registrations3 states
CANYOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.