Castle Rock Wealth Management offers comprehensive portfolio management, financial planning and consulting, and retirement plan consulting for individuals, families, businesses, and trusts. Founded in California in 2015 and owned by James Luippold, the firm acts in its clients' best interests as a registered investment advisor. For portfolio management, Castle Rock Wealth Management designs investment strategies using stocks, bonds, exchange-traded funds, options, and mutual funds, and may utilize third-party money managers to help implement these portfolios. Portfolios are continuously monitored and rebalanced according to each client's specific goals and risk tolerance. The firm also offers standalone financial planning covering retirement, estate planning, taxes, insurance, and real estate analysis, as well as consulting services for employer retirement plans. Additionally, representatives of Castle Rock Wealth Management may offer commission-based insurance products or securities through separate affiliations.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.65% |
Maximum annual fee will not exceed 1.65%. Fees are billed monthly or quarterly in advance and are negotiable.