Robert Phelps is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2014 - Present · 11 yrs 7 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
May 2001 - October 2014 · 13 yrs 5 mos
UBS Financial Services INC.Broker
August 2000 - October 2014 · 14 yrs 2 mos
J.C. Bradford & CO.Broker
November 1999 - August 2000 · 9 mos
Advantage Capital CorporationBroker
August 1994 - November 1999 · 5 yrs 3 mos
Travelers Equities Sales, INC.Broker
July 1984 - August 1994 · 10 yrs 1 mo
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.