JT
JT

Judy Then

41 Years of Experience
New York, NY
Broker

Judy Then is a registered investment advisor at Morgan Stanley, based in New York, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

399 Park Avenue, 12th Floor, New York, NY, 10022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Judy is a board member of Lafayette Place Owners Corp since June 2018. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
April 2012 - Present · 14 yrs 1 mo
Morgan StanleyBroker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2004 - June 2010 · 5 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - August 2004 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
Sg Cowen Securities CorporationBroker
July 1998 - July 2000 · 2 yrs
Royal Alliance Associates, INC.Broker
November 1989 - March 1990 · 4 mos
Cowen & CO.Broker
August 1989 - July 1998 · 8 yrs 11 mos
Integrated Resources Equity CorporationBroker
March 1989 - November 1989 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1984 - September 1988 · 4 yrs 3 mos
State Registrations48 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Judy Then - Financial Advisor | TrueAdvisor