Alison Gardner
Alison Gardner is a registered investment advisor at MML Investors Services, LLC, based in Sarasota, FL, with 42 years of industry experience. Alison is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1330 Main St, Suite 2, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2009Other Business Activities
Alison owns Carefree Design Center since 1987 and is a member of the Investment Committee for Sarasota Ballet since October 2023. These activities require minimal time and are investment-related.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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