Richard Caiazzo
Richard Caiazzo is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Sarasota, FL, with 21 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
240 N Washington Blvd, Suite 319, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
Judgment / Lien
January 2026Other Business ActivitiesSells Insurance
Richard is an insurance agent selling various insurance products, including dental, group disability income, life/accident/health, long-term care, disability, fixed annuities, and property & casualty. He dedicates minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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