Monte Traficante
Monte Traficante is a registered investment advisor at Siebert Advisornxt, LLC., based in Beverly Hills, CA, with 33 years of industry experience. Monte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 786 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
The fee schedule is the starting point for negotiation. Siebert negotiates fees with clients and may charge a lesser or greater management fee than listed.
Fee Estimator
Location
9378 Wilshire Blvd., Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2002Regulatory
December 1992Other Business Activities
Monte is a dual employee and Investment Advisor Representative for Siebert AdvisorNxt, LLC, an investment advisory firm. This takes about half of Monte's time, with compensation paid by the parent company, Siebert Financial Corporation.
Employment History
Current Registrations
Siebert Advisornxt, LLC.
Muriel Siebert & CO., LLCBroker
Previous Registrations
Stockcross Financial Services
Stockcross Financial Services, INC.Broker
TD Ameritrade, INC.Broker
Kennedy, Cabot & CO.Broker
Gruntal & CO. IncorporatedBroker
Gkn Securities CORP.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.