TrueAdvisor
TrueAdvisor
DB
DB

David Bender

Siebert Advisornxt, LLC.
43 Years of Experience
Beverly Hills, CA
12 DisclosuresBroker
View SEC Summary
View SEC Summary

David Bender is a registered investment advisor at Siebert Advisornxt, LLC., based in Beverly Hills, CA, with 43 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 973 clients with $390M in assets under management.

Siebert Advisornxt, LLC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
41 advisors
Number of Clients
973 clients
Average Client Portfolio
$402K average
Assets Under Management
$391.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $5.0M1.00%
$5M+0.75%

Fees are negotiable on a client-by-client basis and total annual fees generally range from 0.25% to 2.5%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9464 Wilshire BLVD, Beverly Hills, CA, 90212

Get directions

History

Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2006
Final
Customer Dispute
February 2005
Denied
Customer Dispute
May 2003
Settled
Customer Dispute
September 2002
Denied
Customer Dispute
September 2002
Settled
Customer Dispute
September 2000
Settled
Regulatory
September 2000
Final
Customer Dispute
July 1999
Settled
Customer Dispute
February 1999
Settled
Customer Dispute
April 1996
Settled
Customer Dispute
September 1995
Settled
Customer Dispute
November 1991
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is a dual employee and investment advisor representative for Siebert AdvisorNxt, LLC, an investment advisory firm. He dedicates full-time hours to this role, split evenly with Muriel Siebert & Co., LLC.

Employment History
Current Registrations
Siebert Advisornxt, LLC.
October 2017 - Present · 9 yrs
Muriel Siebert & CO., LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Stockcross Financial Services
July 2010 - December 2017 · 7 yrs 5 mos
Stockcross Financial Services, INC.Broker
June 2010 - January 2020 · 9 yrs 7 mos
Jesup & Lamont Securities CORP.
December 2009 - July 2010 · 7 mos
Jesup & Lamont Securities CORPBroker
October 2009 - July 2010 · 9 mos
Moors & Cabot, INC.Broker
June 2008 - September 2009 · 1 yr 3 mos
Moors & Cabot, INC
August 2007 - September 2009 · 2 yrs 1 mo
Moors & Cabot Financial Advisors, LLCBroker
November 2005 - June 2008 · 2 yrs 7 mos
Moors & Cabot, INC.Broker
August 2002 - August 2006 · 4 yrs
Weatherly Securities CorporationBroker
July 2002 - September 2002 · 2 mos
Prudential Securities Incorporated
March 1998 - July 2002 · 4 yrs 4 mos
Prudential Securities IncorporatedBroker
May 1994 - July 2002 · 8 yrs 2 mos
Painewebber IncorporatedBroker
January 1991 - April 1994 · 3 yrs 3 mos
M.L. Stern & CO. INC.Broker
March 1983 - December 1990 · 7 yrs 9 mos
State Registrations38 states
ALAZCACOCTDCFLGAIAIDILINKSKYLAMAMDMIMNMOMSNCNENHNJNVNYOHOKORPARISCSDTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Beverly Hills, CA →All financial advisors in California →