Kurt Markgraf
Kurt Markgraf is a registered investment advisor at Wedbush Securities INC., based in Scottsdale, AZ, with 41 years of industry experience. Kurt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K - $500K | 2.80% |
| $500K - $1.0M | 2.50% |
| $1.0M - $3.0M | 1.90% |
| $3.0M - $5.0M | 1.60% |
| $5M+ | 1.60% |
Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.
Fee Estimator
Location
8655 E. Via De Ventura, Ste # G-181, Scottsdale, AZ, 85258
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2007Customer Dispute
October 1992Employment History
Current Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
Piper Jaffray & CO.Broker
Smith Barney INC.Broker
Rauscher Pierce Refsnes, INC.Broker
E. F. Hutton & Company INCBroker
Hall Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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