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Corey Callaway

Callaway Financial Services
42 Years of Experience
Arlington, TX
1 DisclosureSells Insurance
View SEC Summary
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Corey Callaway is a registered investment advisor at Callaway Financial Services, based in Arlington, TX, with 42 years of industry experience. Corey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 232 clients with $23M in assets under management.

Callaway Financial Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
232 clients
Average Client Portfolio
$97K average
Assets Under Management
$22.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.75%

Quarterly fees range from 0.0625% to 0.75% (0.25% to 3.00% annualized, but capped at 0.75% based on the highest stated quarterly tier of 0.75%). Fees are negotiable based on account size, trading activity, task difficulty, and reporting frequency.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

301 S Center St, Suite 420, Arlington, TX, 76010

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2011
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Corey is a Managing Member of CFS Advisors LLC, an investment advisory firm, dedicating about half of his time. He is also President of CFS Holdings, Inc., an insurance agency, spending minimal time, and owns 15% of Arlington Today Magazine, spending a few hours per week.

Employment History
Current Registrations
Callaway Financial Services
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
Callaway Financial Services, INC.Broker
August 2000 - June 2020 · 19 yrs 10 mos
Northstar Securities, INC.Broker
June 1998 - September 2000 · 2 yrs 3 mos
Dominion Capital CorporationBroker
March 1994 - December 1998 · 4 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
October 1987 - April 1994 · 6 yrs 6 mos
Northwestern Mutual Investment Services, INC.Broker
October 1987 - April 1994 · 6 yrs 6 mos
North Texas Asset Management, INC.Broker
February 1987 - March 1987 · 1 mo
Philadelphia Life Asset Planning CompanyBroker
May 1986 - December 1987 · 1 yr 7 mos
Investors Discount Brokerage,inc.Broker
January 1986 - November 1987 · 1 yr 10 mos
Fsc Securities CorporationBroker
August 1985 - February 1986 · 6 mos
H.D. Vest Investment Securities, INC.Broker
August 1984 - August 1985 · 1 yr
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Corey Callaway - Financial Advisor | TrueAdvisor