TN
TN
Timothy Negro
40 Years of Experience
Iowa City, IA
4 DisclosuresBroker
Timothy Negro is a registered investment advisor at Cetera Investment Advisers LLC, based in Iowa City, IA, with 40 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
105 Iowa Ave, Iowa City, IA, 52240
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Regulatory History (4)
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Customer Dispute
October 1997Denied
Employment Separation After Allegations
April 1994Criminal
April 1994Final Disposition
Customer Dispute
February 1990Settled
Other Business Activities
Timothy owns Tim Negro Investments, a retail stock brokerage, since 1999. He dedicates a full-time commitment to this business, with most of the hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2018 - June 2023 · 5 yrs 5 mos
Walnut Street Securities, INC.Broker
April 1998 - September 2013 · 15 yrs 5 mos
Aegon USA Securities INC.Broker
January 1997 - April 1998 · 1 yr 3 mos
Heartland Investment Associates, INC.Broker
July 1994 - November 1996 · 2 yrs 4 mos
Securities Corporation of IowaBroker
December 1989 - May 1994 · 4 yrs 5 mos
Dain Bosworth IncorporatedBroker
July 1984 - June 1989 · 4 yrs 11 mos
State Registrations10 states
CACOFLIAILKSMIMNSDWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.