WM
WM
William Montag is a registered investment advisor, based in Iowa City, IA, with 28 years of industry experience.
Location
209 East Washington St, St 300, Iowa City, IA, 52240
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Regulatory History (1)
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Customer Dispute
October 2018Denied
Other Business ActivitiesSells Insurance
William is an agent/broker for North Star Consultants & North Star Brokerage, selling fixed insurance. He also volunteers as treasurer and board member for Lido Harbour South Inc., a non-profit condominium association, dedicating a few hours per week to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2007 - August 2023 · 15 yrs 11 mos
Cri Securities, LLC
September 2007 - October 2021 · 14 yrs 1 mo
Securian Financial Services, INC.Broker
November 1997 - August 2023 · 25 yrs 9 mos
Cri Securities, LLCBroker
November 1997 - October 2021 · 23 yrs 11 mos
State Registrations31 states
AKAZCACOCTFLGAIAILINKSMAMDMIMNMONCNENVOHOKORPASCSDTXUTVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.