Charles Mulfinger
Charles Mulfinger is a registered investment advisor at Raymond James & Associates, INC., based in Tampa, FL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
706 S Moody Ave, Tampa, FL, 33606
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2001Customer Dispute
February 2001Other Business Activities
Charles is a managing member of MH Lending, LLC, involved in investment property financing, and a partner in HM RAX Investments LLC, a software company. He also owns a stake in OW Investors, LLC d/b/a MARS Water Company and OFL RE INVESTORS, LLC, both entities holding private investments, dedicating minimal time to each.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.