Catherine Lowery is a registered investment advisor at Morgan Stanley, based in Minneapolis, MN, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 South 6th Street, Minneapolis, MN, 55402
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
UBS Financial Services INC.Broker
August 2006 - November 2008 · 2 yrs 3 mos
Piper Jaffray & CO.Broker
November 1989 - August 2006 · 16 yrs 9 mos
Dean Witter Reynolds INC.Broker
October 1987 - November 1989 · 2 yrs 1 mo
Piper, Jaffray & Hopwood IncorporatedBroker
August 1984 - October 1987 · 3 yrs 2 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.