Cheryl Rudolphi is a registered investment advisor, based in Houston, TX, with 38 years of industry experience.
Location
1177 W Loop S, Suite 1515, Houston, TX, 77027
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2019 - Present · 7 yrs 5 mos
Raymond James Financial Services, INC.
February 2019 - Present · 7 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
UBS Financial Services INC.Broker
July 2010 - February 2019 · 8 yrs 7 mos
UBS Financial Services INC.
July 2010 - February 2019 · 8 yrs 7 mos
Deutsche Bank Securities INC.
June 2007 - June 2010 · 3 yrs
Deutsche Bank Securities INC.Broker
June 2007 - June 2010 · 3 yrs
Citigroup Global Markets INC.
April 2007 - July 2007 · 3 mos
Citigroup Global Markets INC.Broker
August 2003 - July 2007 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - November 2001 · 10 yrs 11 mos
Wheat, First Securities, INC.Broker
June 1990 - December 1990 · 6 mos
Dean Witter Reynolds INC.Broker
July 1984 - August 1988 · 4 yrs 1 mo
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.