Ralph Schroeder
Ralph Schroeder is a CFP, ChFC-designated registered investment advisor at Osaic Advisory Services, LLC, based in The Woodlands, TX, with 42 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.
Fee Estimator
Location
10001 Woodloch Forest Dr, Suite 550, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ralph is a trustee for multiple trusts, manager of BOA Property LLC (rental property) and The Orchards on Brazos Bend, LLC (tree farm), and managing manager of Maysfield Holdings, LLC (real estate). These activities require minimal time commitment.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ryan Mathes, CFPOsaic Advisory Services, LLC
- Clayton Mckenzie, CFPOsaic Advisory Services, LLC
- Stanley Pena, CFPOsaic Advisory Services, LLC
- Daniel Michalk, CFA, CFP, ChFCWaterway Wealth Management, L.L.C.
- Karthikeyan Radhakrishnan, CFATitania Investments LLC
- Geoffrey Lesuer, CFPWells Fargo Advisors