EG
EG

Ellis Grossnickle

34 Years of Experience
Harrisburg, PA
3 DisclosuresBrokerSells Insurance

Ellis Grossnickle is a registered investment advisor, based in Harrisburg, PA, with 34 years of industry experience.

Location

2090 Linglestown Rd, Ste 201, Harrisburg, PA, 17110

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001
Settled
Customer Dispute
September 1983
Settled
Employment Separation After Allegations
September 1983
Other Business ActivitiesSells Insurance

Ellis is an advisory representative of a RIA, an independent insurance agent for various companies since 2005, and an investment advisor representative with Comprehensive Financial Associates. He also serves as treasurer for the Dwight D. Eisenhower Society and spends about half of his time with Comprehensive Financial Associates.

Employment History
Current Registrations
Cambridge Investment Research, INC.
January 2010 - Present · 16 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2010 - Present · 16 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Ing Financial Partners, INC
March 2006 - December 2009 · 3 yrs 9 mos
Ing Financial Partners, INC.Broker
April 2005 - December 2009 · 4 yrs 8 mos
New England SecuritiesBroker
September 1992 - April 2005 · 12 yrs 7 mos
Prudential-Bache Securities INC.Broker
July 1984 - October 1985 · 1 yr 3 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ellis Grossnickle - Financial Advisor | TrueAdvisor