James Schmidt
James Schmidt is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Henrico, VA, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2812 Emerywood Parkway, Suite 115, Henrico, VA, 23294
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1989Other Business Activities
James is an approved FINRA arbiter, dedicating minimal time to this role. He also owns and operates Schmidt Wealth Management & Associates, LLC, a wealth management financial services firm, taking about a quarter to half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
First Union Capital Markets CORP.Broker
Prudential Securities IncorporatedBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations29 states
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