AP
CFP
AP
CFP
Alexander Paoletto
46 Years of Experience
Henrico, VA
1 DisclosureBrokerSells Insurance
Alexander Paoletto is a CFP-designated registered investment advisor, based in Henrico, VA, with 46 years of industry experience.
Location
2550 Gaskins Rd, suite B, Henrico, VA, 23238
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2012Denied
Other Business ActivitiesSells Insurance
Alexander works as an independent insurance agent for various independent insurance companies, dedicating a few hours per week. He also works as an advisory representative of a Registered Investment Advisor, taking nearly full-time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2011 - Present · 14 yrs 6 mos
Cambridge Investment Research Advisors, INC.
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Sanders Morris Harris INC.
March 2007 - November 2011 · 4 yrs 8 mos
Smh Capital Advisors, INC.
October 2002 - December 2006 · 4 yrs 2 mos
Sanders Morris Harris INC.Broker
April 2002 - November 2011 · 9 yrs 7 mos
Ifg Network Securities, INC.Broker
January 1994 - April 2002 · 8 yrs 3 mos
Fsc Securities CorporationBroker
August 1985 - January 1994 · 8 yrs 5 mos
Wzw Financial Services, INC.Broker
August 1984 - August 1985 · 1 yr
Wzw Financial Services, INC.Broker
January 1983 - August 1984 · 1 yr 7 mos
First Investors CorporationBroker
March 1979 - January 1983 · 3 yrs 10 mos
State Registrations11 states
AZCOFLGAMAMDNCNJNYVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.