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William Ryan

Janney Montgomery Scott LLC
42 Years of Experience
Cincinnati, OH
1 DisclosureBroker
View SEC Summary
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William Ryan is a registered investment advisor at Janney Montgomery Scott LLC, based in Cincinnati, OH, with 42 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1336 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8044 Montgomery Road, Suite 415, Cincinnati, OH, 45236

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is a board member at Stepping Stones, an organization providing educational and recreational programs for individuals with disabilities. He dedicates minimal time to this role and is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLC
November 2021 - Present · 4 yrs 11 mos
Janney Montgomery Scott LLCBroker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.
October 2007 - November 2021 · 14 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2007 - November 2021 · 14 yrs 2 mos
Morgan Keegan & Company, INC.
March 2004 - September 2007 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
October 1999 - September 2007 · 7 yrs 11 mos
J.C. Bradford & CO.Broker
November 1994 - November 1999 · 5 yrs
Painewebber IncorporatedBroker
January 1990 - December 1994 · 4 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1987 - January 1990 · 2 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
March 1985 - May 1987 · 2 yrs 2 mos
Hill & CO.Broker
August 1984 - March 1985 · 7 mos
State Registrations23 states
AZCACOCTFLILINKYMAMDMIMNNHNJNVNYOHORPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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