TrueAdvisor
TrueAdvisor
RT
RT

Robert Thorndike

Prospera Financial Services, INC.
42 Years of Experience
Norfolk, VA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Thorndike is a registered investment advisor at Prospera Financial Services, INC., based in Norfolk, VA, with 42 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

711 W 21st Street, Norfolk, VA, 23517

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is a board member of 31 Heroes Project, dedicating minimal time. He is also an insurance agent for Fitzwilliams Financial, spending minimal time on this activity. Robert also works full-time as an advisor for Dominion Capital Partners.

Employment History
Current Registrations
Prospera Financial Services, INC.
May 2010 - Present · 16 yrs 5 mos
Prospera Financial Services, INC.Broker
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Micg Investment Management, LLCBroker
April 2009 - May 2010 · 1 yr 1 mo
Micg Investment Management
April 2009 - May 2010 · 1 yr 1 mo
Davenport & Company LLC
January 1999 - April 2009 · 10 yrs 3 mos
Davenport & Company LLCBroker
September 1998 - April 2009 · 10 yrs 7 mos
Wheat, First Securities, INC.Broker
February 1985 - September 1998 · 13 yrs 7 mos
First Jersey Securities, INC.Broker
August 1984 - January 1985 · 5 mos
State Registrations18 states
CADCFLGAILLAMDMEMIMONCNJNYSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Norfolk, VA →All financial advisors in Virginia →