Robert Thorndike
Robert Thorndike is a registered investment advisor at Prospera Financial Services, INC., based in Dallas, TX, with 41 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
5429 Lbj Freeway, Suite 750, Dallas, TX, 75240
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2009Other Business ActivitiesSells Insurance
Robert is a board member of 31 Heroes Project, dedicating minimal time. He is also an insurance agent for Fitzwilliams Financial, spending minimal time on this activity. Robert also works full-time as an advisor for Dominion Capital Partners.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Micg Investment Management, LLCBroker
Micg Investment Management
Davenport & Company LLC
Davenport & Company LLCBroker
Wheat, First Securities, INC.Broker
First Jersey Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.