Denise Buchanan is a registered investment advisor at Captrust, based in Raleigh, NC, with 33 years of industry experience. Denise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Denise is the Vice President of Lumpy's Ice Cream, Inc., a family business, and spends minimal time balancing the checkbook and paying bills. She is also a board member of Operation Ghille Brouges, LLC, a non-profit, and spends minimal time assisting in organizing annual Highland Games.
Employment History
Current Registrations
Captrust
Capfinancial Securities, LLC.
Capfinancial Securities, LLC.Broker
Previous Registrations
Hatteras CapitalBroker
Atlantic Capital Securities, LLCBroker
1st Worldwide Financial Partners, LLCBroker
Captrust Financial Advisors or "captrust"
Moores Creek Securities, INC.Broker
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
Atlantic Capital Securities, LLCBroker
Atlantic Capital Management LLC
Joseph Carl Securities, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Carolina Securities, INC.Broker
Atlantic Capital Securities, LLCBroker
Smith Barney Shearson INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.