Gregory Cimmino
Gregory Cimmino is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Naugatuck, CT, with 42 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
333 Church St, 3rd Floor, Naugatuck, CT, 06770
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Regulatory History (1)
Customer Dispute
August 2000Other Business Activities
Gregory is associated with Rose Thomas Partnership, LLC for accounting and tax purposes since 2019, requiring minimal time. He also provides financial planning and consulting services through Institutional Investment Consulting (IIC) as a registered investment advisor, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Iic
Previous Registrations
LPL Financial LLC
Cantella & CO., INC.
Cantella & CO., INC.Broker
New England Securities Corporation
New England SecuritiesBroker
First Investors CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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