Gregory Rufa is a registered investment advisor at LPL Financial LLC, based in Thomaston, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
155 Main St, Thomaston, CT, 06787
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Regulatory History (1)
Criminal
January 1989Other Business Activities
Gregory operates Webster Investments as a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
Raymond James Financial Services, INC.Broker
LPL Financial LLCBroker
CUNA Brokerage Services, INC.Broker
Uvest Financial Services Group, INC.Broker
Sun Life Financial Distributors, INC.Broker
Wachovia Securities, LLCBroker
Evergreen Investment Services, INC.Broker
First Union Brokerage Services, INC.Broker
Waddell & Reed, INC.Broker
L.C. Wegard & CO., INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.