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Debra Reda-Cappos

Momentum Independent Network INC.
40 Years of Experience
Oak Park, CA
3 DisclosuresBroker
View SEC Summary
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Debra Reda-Cappos is a registered investment advisor at Momentum Independent Network INC., based in Oak Park, CA, with 40 years of industry experience. Debra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Estate Planning, Investment Management, and 2 more. Their firm serves 2,879 clients with $1.6B in assets under management.

Momentum Independent Network INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
2,879 clients
Average Client Portfolio
$559K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1M+1.50%

Rates reflect the maximum annualized fee schedule for individual securities accounts across primary advisory programs. Other programs and asset classes (such as mutual fund only accounts or fixed income portfolios) feature different maximum fee schedules ranging down to 0.90%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Oak Park, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024
Denied
Customer Dispute
July 2009
Denied
Customer Dispute
May 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Debra is a board member of the Agricultural Committee for Morrison Estates HOA since 2019, dedicating minimal time. She also works as a CDFA consultant for post-divorce settlements, spending a few days annually on this.

Employment History
Current Registrations
Momentum Independent Network INC.Broker
September 2022 - Present · 4 yrs 1 mo
Momentum Independent Network INC.
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Western International Securities
October 2008 - September 2022 · 13 yrs 11 mos
Western International Securities, INC.Broker
October 2008 - September 2022 · 13 yrs 11 mos
Crowell, Weedon & CO.Broker
December 2006 - October 2008 · 1 yr 10 mos
Crowell, Weedon & CO.
December 2006 - October 2008 · 1 yr 10 mos
Seidler Investment Advisors Incorporated
July 2005 - December 2006 · 1 yr 5 mos
The Seidler Companies IncorporatedBroker
March 2005 - December 2006 · 1 yr 9 mos
Wachovia Securities, LLCBroker
March 2001 - February 2005 · 3 yrs 11 mos
Wachovia Securities, LLC
March 2001 - February 2005 · 3 yrs 11 mos
Salomon Smith Barney INC.Broker
June 1994 - March 2001 · 6 yrs 9 mos
Prudential Securities IncorporatedBroker
December 1990 - June 1994 · 3 yrs 6 mos
Kemper Securities Group, INC.Broker
September 1990 - December 1990 · 3 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
September 1985 - September 1990 · 5 yrs
State Registrations14 states
AZCAFLHIILINMAMINCNVNYSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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