Susan Grissinger is a registered investment advisor at Morgan Stanley, based in Rocklin, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Rocklin, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2012 - Present · 13 yrs 6 mos
Morgan Stanley
November 2012 - Present · 13 yrs 6 mos
Morgan StanleyBroker
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
TD Ameritrade, INC.
July 2006 - June 2012 · 5 yrs 11 mos
TD Ameritrade, INC.Broker
March 1999 - June 2012 · 13 yrs 3 mos
Crowell, Weedon & CO.Broker
February 1996 - November 1998 · 2 yrs 9 mos
Ba Investment Services, INC.Broker
July 1995 - January 1996 · 6 mos
Oppenheimer & CO., INC.Broker
March 1995 - May 1995 · 2 mos
Ba Investment Services, INC.Broker
August 1994 - March 1995 · 7 mos
Smith Barney INC.Broker
July 1993 - July 1994 · 1 yr
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
May 1987 - May 1990 · 3 yrs
Painewebber IncorporatedBroker
January 1987 - May 1987 · 4 mos
State Registrations8 states
AKAZCAHINMNYTNWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.